Amaea | FCA compliance software for UK financial advisers

Amaea. Your peace of mind.your peace of mind

Every client, every review, every document. Evidence together, ready for your team to review.

FCA compliance software for UK financial advisersScroll to the story

Friday’s FCA report

Your FCA report is due. On Friday. You open the manual client spreadsheet you use to record the evidence.

There are wrong dates, including 01/07/3026 and 31/02/2026, missing entries and checks that have not been recorded.

Zoom into the row for Andrew & Kate Smith. The suitability-report signed date is blank. When was it signed?

You search the client files, through four folders, until the last folder opens and you find the signed suitability report.

The report opens beside the spreadsheet. The report names Andrew & Emma Smith; the spreadsheet names Andrew & Kate Smith. The report is signed, but it belongs to the wrong Andrew Smith.

There are two Andrew Smiths. And that is one row. There are 100 more rows to check.

Have you ever felt that pain? Amaea was built to solve exactly that, and more.

In Amaea, Andrew & Kate Smith are matched to client reference CL-0142. Their own suitability report is signed on 01/07/2026, with the source document linked to the record. The correct client, signed date and evidence are together. Your peace of mind.

Black expands from a single point.
FRIDAY IS COMING.

Your FCA report is due.
On Friday.

The black screen collapses into a magnifying glass.

You open the spreadsheet.

Wrong dates. Missing entries. The evidence is in here somewhere.

Client review & suitability register.xlsxManually maintained
fx01/07/3026Suitability report signed
A manually maintained client register containing errors and missing evidence
Client nameAnnual review dueSuitability report signedAdviserFee loggedATR recordedCRM checked
Margaret Ellis18/10/202601/07/3026Wrong yearHSYesYesYes
David & Priya PatelMissing22/06/2026JRYesMissingYes
Andrew & Kate Smith09/10/2026MissingNo signed dateHSYesYesMissing
Ruth Clarke31/02/2026Invalid date16/05/2026JRMissingYesYes
Peter & Helen Jones12/11/2026MissingHSYesMissingMissing
Client registerRows 1–5 of 105
ROW 3 · ANDREW & KATE SMITH

No signed date.

Client review & suitability register.xlsxRow 3
Client nameAndrew & Kate Smith
Annual review due09/10/2026
Suitability report signedMissingNothing recorded

When was the suitability report signed?
You need the document to find out.

CLIENT FILES / ANDREW SMITH /

It's in here somewhere…

So you start opening folders.

Another folder.
Another file.

01Fact findsOld and new versions
02Annual reviews2024 / 2025 / 2026
03CorrespondenceClient files
PDFSuitability reportAndrew Smith · signed
04Suitability reportsFinal / signed / final v2
FINALLY.

A signed suitability report.

PDFSuitability report signed.pdfAndrew Smith · 12/06/2026

Now put the date back into the spreadsheet.

THE DOCUMENT. THE MANUAL REGISTER.

Wait. Check the client.

PDF · SUITABILITY REPORT1 / 4

Andrew & Emma Smith

Recommendation and suitability assessment

Signed
12/06/2026
Spouse
Emma
Andrew Smith
CLIENT REGISTER · ROW 3

Andrew & Kate Smith

Signed
Missing
Spouse
Kate
THE NAME WAS RIGHT. THE CLIENT WASN’T.

The wrong Andrew Smith.

SUITABILITY REPORT

Andrew Smith

Spouse
Emma
Signed
12/06/2026
MANUAL REGISTER · CLIENT NAME

Andrew & Kate Smith

Spouse
Kate
Signed
Still missing

All that searching. And you still haven’t found the evidence.

There are two
Andrew Smiths.

And that’s one client.

There are 100 more rows to check.
The report is still due on Friday.

Black shrinks back to the light background.

Have you ever
felt that pain?

Amaea was built to solve exactly that, and more.

YOUR PEACE OF MIND.

And now, you can breathe.

Amaea · Client journeyClient journey
CL-0142 · VERIFIED CLIENT MATCH

Andrew & Kate Smith

Evidence ready
Suitability report
Signed · 01/07/2026
Source evidence
Suitability report CL-0142.pdf

The correct clientMatched to the CRM record

The signed dateRead from the signed report

The evidenceLinked to the client journey

Every client. Every review. Every document. Together.

See how Amaea works
Skip to features

Screenshots show the current app with fictional records. Example walkthroughs are available below.

01 /

See every client's journey

Start with each piece of work you do for your client. Amaea brings documents, reviews and recorded evidence into one client journey. See outstanding work, follow the source and record your team’s judgement, with regulatory references for qualified review.

Amaea’s current client journey, captured from the working app with fictional records.View full screen
Explore the example walkthrough
Clients

Your client book

128 clients
OLIVER BENNETT · CLIENT JOURNEY
OnboardingAdviceOngoing review

Client agreement awaiting signature.

Client journey
Client journey · staged work and source review
02 /

All your clients, at a glance

Now zoom out. See your firm’s recorded health score, overdue reviews, document gaps and vulnerability indicators in one place. Open the supporting records and work through the attention queue. The score measures evidence recorded in Amaea; your team remains responsible for checking its completeness.

Amaea’s current firm dashboard, captured from the working app with fictional records.View full screen
Firm overview · attention queue and recorded totals
03 /

Know exactly what to fix first

Amaea groups recorded findings by severity and names the client behind each one. Follow the evidence, check any regulatory reference and record how the issue was addressed. Critical and high findings come first; a finding is a prompt for qualified review, rather than a determination of a breach.

Amaea’s current recorded findings, captured from the working app with fictional records.View full screen
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Insights

What needs you first

3 open issues
CriticalAnnual review overdue

Sarah Wilson · ongoing suitability review

COBS 9.5 · source to verify
HighSigned agreement missing

Oliver Bennett · client agreement

Client evidence · source to verify
MediumVulnerability reassessment due

Amelia Clarke · needs review

FG21/1 · source to verify
Insights · findings ordered by recorded severity
04 /

Ask Amaea about your firm

Ask plain-English questions about recorded clients, reviews, document gaps and your health score. Supported records questions return current totals and source links; regulatory questions use selected evidence and show limitations. Amaea asks for clarification when it cannot identify the records you mean, and your team reviews any compliance conclusion.

Amaea AI is decision support for qualified compliance staff, not regulated advice. Verify before acting.

Amaea’s current Amaea AI records answer, captured from the working app with fictional records.View full screen
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Amaea AI
YOUR FIRM’S COMPLIANCE CONTEXT

A clearer answer.
A clear next step.

Answer

Start with Sarah Wilson’s overdue review, then Oliver Bennett’s missing agreement. Check the supporting evidence and record your judgement.

Choose a question to explore Amaea AI.

Amaea AI · current records and visible source scope
05 /

Keep track of FCA publications

Amaea checks the FCA publication feed weekly and records the latest successful check. Review publications alongside your firm’s confirmed calendar dates. The feed helps your team assess changes; it does not guarantee complete coverage or decide which obligations apply to your firm.

Amaea’s current governance and publication monitoring, captured from the working app with fictional records.View full screen
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Governance · Amaea Horizon

Your regulatory calendar

Horizon · weekly
MON
05
TUE
06
WED
07
THU
08
FRI
09
Consumer Duty outcomes

Review the evidence behind your board pack.

Task · owner: compliance team
FCA publications

Dear CEO letters · policy statements · thematic reviews

Weekly monitoring preview

Regulatory context, ready for a qualified reviewer.

Governance · deadlines, publications and feed status
06 /

Your reports, drafted in one click

Prepare Consumer Duty, vulnerability and board-report drafts from recorded evidence and your notes, then review and sign off the saved version. RMAR tools produce working drafts for a qualified reviewer to check; calculations and submission formats need acceptance before filing. Your team controls the evidence and final judgement.

Compare standard drafts and custom report packs
Amaea’s current report workspace, captured from the working app with fictional records.View full screen
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Reports

From evidence to a draft

Ready for your review
CD

Consumer Duty

82% evidence complete
RM

RMAR

74% evidence complete
VR

Vulnerability

91% evidence complete
BP

Board pack

86% evidence complete

Draft for review · your reviewer retains sign-off.

Reports · scope, evidence drafts and human review
07 /

It runs on what you already use

Start with verified client and annual-review CSV imports. SharePoint connection setup is available for agreed onboarding, with document processing subject to approved permissions and data-handling arrangements. Intelliflo access and live integration acceptance are still being arranged. The document workflow supports 19 configured types; extraction and client matches remain drafts for your team to verify.

See where each connection stands
Amaea’s current integration readiness, captured from the working app with fictional records.View full screen
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Integrations · Import Docs
iO
IntellifloClient records & review history
Preview
SP
SharePointDocuments where they already live
Preview

Connection availability is confirmed during onboarding.

Integrations · availability and processing readiness

Want to see how Amaea can be your peace of mind while also saving time along the way?

Book your demo now